Overview
Anti-money laundering consulting addresses compliance with the Bank Secrecy Act, FinCEN regulations, OFAC requirements, and applicable state money transmission laws. MDT Expert Consulting provides access to former federal law enforcement officials, BSA compliance officers, and financial crimes specialists who evaluate whether financial institutions and other regulated entities maintained adequate AML programs and complied with suspicious activity reporting and customer due diligence requirements.
Pre-Litigation Support
Before litigation or in response to regulatory examination, AML experts help counsel assess the adequacy of the institution's compliance program and evaluate the specific transactions or customers at issue. They review BSA/AML program documentation, transaction monitoring records, SAR filing history, and examination correspondence.
Litigation Support
In litigation, AML experts assist in evaluating the adequacy of transaction monitoring systems, assessing whether suspicious activity reporting obligations were met, and providing context for the regulatory standards applicable to the institution's AML obligations.
Arbitration Support
AML experts in arbitration address commercial disputes involving AML compliance representations, indemnification obligations, and contractual warranties related to financial crime compliance.